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Daniele Fanelli

December 18th, 2020

Probing academic consensus on COVID-19 mitigation: are lockdown policies favoured mainly in high-income countries?

9 comments | 12 shares

Estimated reading time: 10 minutes

Daniele Fanelli

December 18th, 2020

Probing academic consensus on COVID-19 mitigation: are lockdown policies favoured mainly in high-income countries?

9 comments | 12 shares

Estimated reading time: 10 minutes

Lockdown policies are thought to reflect the scientific consensus. But how do we measure that consensus? Daniele Fanelli (LSE) set up a site that enables academics to anonymously give their views on the ‘focused protection’ model endorsed by the ‘Great Barrington Declaration’, and found some striking differences between both countries and genders.

What do experts think about COVID-19 mitigation strategies? Can we know what they really think, right now, across disciplines and countries?

Take national lockdown policies as an example. In one form or another, they have been adopted by most countries around the world, suggesting a strong consensus around their necessity. It is presumably on this basis that the public expression of contrary opinions is discouraged, especially when voiced by prominent scientists, who are seen as unwitting agents of misinformation. And when alternative strategies are proposed, such as the “focused protection” model outlined in the Great Barrington Declaration (GBD), reportedly signed by nearly 13,000 medical scientists and three times as many health practitioners, these are cast aside as a fringe viewpoint that does not reflect the scientific consensus.

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Photo: matlacha via a CC-BY-NC-SA 2.0 licence

It may well be that current policies side with the scientific consensus. But are we measuring such consensus, and how? In which disciplines? In which countries? Moreover, aren’t scientific opinions amenable to change over time, as more evidence is gathered about such a new and complex problem? And how easily can this change of belief occur, if dissent is publicly discouraged?

The problem of online misinformation is real and serious. However, so is the risk of stifling progress by silencing public debates. Moreover, and perhaps most importantly, any action that can be construed as censorship will reinforce conspiratorial narratives, and enlarge the only “fringe” that should really concern us all – that of irredeemable ‘denialists’.

A few weeks ago I decided to experiment with a new way to assess and disseminate if and how experts agree on complex issues like this one. The idea is simple enough, and it involves a combination of systematic review, online survey and social media methodologies.

I created a public platform where a selected group of experts could answer a specific question anonymously, by using a secret key known only to them. Their answers are displayed on the site, in aggregated and anonymised form, and their optional comments are shown. If they wish to change their answer or input a new comment, they can do so at any time. This approach meets three objectives at once: it informs the public about what academics think about a relevant problem, it helps experts communicate freely, and it produces data about how scientific consensus varies across contexts and over time.

A few technical hurdles and multiple ethics revisions later, welcome to CovidConsensus.org.

Selection criteria were intentionally broad, in order to capture a large diversity of perspectives. As shown in the flow diagram, using the Web of Science database I identified 1,841 corresponding authors of articles that in title or abstract included any one of a set of key words relevant to COVID-19 mitigation strategies. That’s all. No arbitrary rules involved.

Each author in the list, which is also displayed online for transparency, received an email invitation that included a personal code and all the data that was associated with the anonymised code: research field, country and gender. They could ask to have the data corrected or not to be included at all.

The question asked was designed to be simple and unambiguous:

“In light of current evidence, to what extent do you support a ‘focused protection’ policy against COVID-19, like that proposed in the Great Barrington Declaration?”

Answers were collected on a five-point Likert scale from “none” to “fully”.

Excluding the undelivered emails, a total of 1,755 invitations were sent. At the time or writing, 453 respondents (25.8%) visited the website at least once, spending on average one minute on it. Of these, N=97 (21.4%, 5.5% of invitations) posted an answer, for a total of 132 votes and 58 comments. A small group of countries yielded zero contacts, suggesting that emails failed to reach their authors, perhaps filtered out as spam. However, the remaining country numbers were correlated with the total number of invitations, suggesting an adequate capturing of the target population.

The response data above suggest that participants have voted deliberately. In many cases, they chose not to vote at all after visiting the site, thereby taking an interest in the project. In other cases, they voted multiple times. At least one author did so in an obvious attempt to “game” the results, inputting “none” 15 times in a row. This strategy was futile, as all analyses are based on the last vote cast by each voter-code.

What were the results? Briefly, answers are rather spread out and were, right from the beginning of data collection, bimodally distributed around “none” and “partially”. In other words, few appear to fully endorse the GBD, but at least as many are in partial agreement with its principles as they are entirely opposed to it.

What level of consensus does this reflect? To measure it, we can use a simple measure of “proportional entropy explained”:

 

where H(Y) is the Shannon entropy (information content) of the distribution of answers Y. This is a simplified version of a K function that I elsewhere proposed as a general metric of knowledge. Consensus is full when k=1, and all respondents give the same answer, whatever that answer is. Conversely, k=0 means that all answers are equally likely – in other words, we have no idea what any one thinks. Applied to all aggregated data, consensus is surprisingly low (Figure 1).

Figure 1: Consensus among respondents

Let’s be extremely clear that this does not entail low consensus by scientists on COVID-19 policies – not only because the sample size is small, but also because answers come from a very diverse pool of experts, with different social and academic backgrounds.

But this is precisely where things get interesting, because both agreement and consensus vary significantly across disciplines, countries and even the gender of experts. Looking only at categories where five or more votes were cast, it would seem that female authors tend to be less favourable to focused protection than males and/or authors whose gender cannot be determined based on first name (Figure 2).

Figure 2: Consensus by gender

Disciplines also show remarkable differences. In particular, authors of articles in social science or humanities journals have low consensus and/or spread-out distributions overall. Authors in clinical medicine, however, show a strong preference towards “partially” agreeing. This is unlike authors in the remaining 18 disciplines (aggregated here as “other”), which have similar levels of consensus but are relatively against focused protection (Figure 3).

Figure 3: Consensus by specialism

Most intriguing of all, there are significant differences between countries. Authors in India, for example, are much more favourable than others (Figure 4).

Figure 4: Consensus by country

What could explain the sharp difference between countries? The two principal areas of contention in the debate on lockdowns are centred on economics and demographics. On the one hand, there are fears that lockdowns might have a devastating economic impact and increase inequality within and between countries. On the other hand, the focused protection idea of shielding only the most vulnerable is criticised as unethical and unfeasible, especially in conditions of extreme poverty and forced coexistence. This tension was reflected in many of the comments posted on the website, too.

I explored the relative importance of these two dimensions with a multivariable ordinal regression model that included two country variables taken from 2019 World Bank Data: per capita GDP and the percentage of population over 65. The former is a proxy of economic factors, and the latter of demographic ones. Controlling for discipline, the strongest predictors of agreeing with a focused protection strategy are per capita GDP, and gender (Figure 5).

Figure 5: Strongest predictors of agreeing with statement, estimated in a multiple ordinal regression analysis

These two effects are striking. For example, this is how they relate to the predicted probability of agreeing, for an author in clinical medicine, from a country where over-65 year olds are 10% of the population:

Figure 6: Probability of ‘fully’ or ‘mostly’ agreeing with the statement, by per-capita GDP of respondent’s country, controlling for specialism and proportion of population over 65

Although preliminary and derived from a relatively small sample, the relation with GDP seems to offer some support to the economic argument advanced by the GBD. We can hypothesise that scientists in poorer countries are most in favour of it because they are most aware of the economic impact of shutting down local and global economies.

The gender effect is harder to explain, especially against suggestions that female academics pay the heaviest career price due to lockdowns. We might speculate that women, who tend to take on greater responsibility for the care of dependents, are more protective than their male counterparts. However, there could be hidden confounding effects, for example if females are over-represented in subfields that tend to oppose focused protection.

Textual analyses of the comments section, and perhaps analyses on more data, might help assess these interpretations. However, beyond the specific results, which are clearly limited, this project illustrates the importance of probing and studying scientific consensus on matters of societal or scientific controversy, and it also illustrates some of the challenges in doing so. The experience accrued in this pilot will help me build a better and more effective platform, where newer questions will be addressed.

But if you, dear reader, have received an invitation code and haven’t voted yet, I hope that you’ll do that now, and let everybody know what academics really think.

About the author

Daniele Fanelli

Daniele Fanelli is an LSE Fellow in Quantitative Methodology at LSE. He is a member of the Research Ethics and Bioethics Advisory Committee of Italy’s National Research Council, for which he developed the first research integrity guidelines, and of the Research Integrity Committee of the Luxembourg Agency for Research Integrity.

Posted In: #LSEThinks | Welfare and public policy trade-offs

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